Achieving superior investment results within acceptable risk parameters is often deemed the top challenge for Wealth Managers. This is especially so in the face of fluctuating economics and shifting investor goals. A portfolio’s “integrity” e.g., how well it is balanced, often drives performance and volatility. This course takes a comprehensive approach to portfolio construction and management and explores how prevailing macro-economic conditions and investor priorities can be translated into viable investment strategies. Theory is balanced with actual case study scenarios to demonstrate how course concepts are practiced in the real world.

Prerequisites: Sophomore standing or higher.

2 - 4

Units

Letter

Grading

1, 2, 3

Passtime

Not open to freshmen

Level Limit

Engineering

College
KAUFFMAN M E
Mitchell Kauffman
4.3
14 reviews
AI predicted, based on past grading trends of the course and instructor, class info, and 127 other factors
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Winter 2025 . Kauffman M E
ARTS 1349
T R
14:00 PM - 15:15 PM
Spring 2025 . T B A
ILP 2209
T R
14:00 PM - 15:15 PM
TMP 191FM Kauffman M E Spring 2025 Total: 46
TMP 191FM Kauffman M E Winter 2025 Total: 51
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14
4.3
RGST190EI . Kauffman M E 2 Months Ago

Awesome teacher with ample real-world experience. Lectures were engaging so it made the material easy to follow. You can choose between taking a midterm exam or doing a presentation - I chose the presentation and did well. He's always willing to help both in & outside the classroom. Overall, a very engaging class with useful and practical content.

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RGST190EI . Kauffman M E 1 Year, 2 Months Ago

Prof. Kauffman is a great teacher, his teaching style and funny yet caring personality distinguishes him from other professors and I would maybe consider taking a class with him again. However, the midterm and final (should you choose to do them over a presentation) are graded quite tough with exact expected written answers.

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RGST190WE . Kauffman M E 1 Year, 3 Months Ago

Professor Kauffman truly cares for his students and is an amazing lecturer. He incorporates jokes with students during the lecture to further foster a positive class environment. You can either do a multiple choice midterm or do a presentation with your team.

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RGST190WE . Kauffman M E 1 Year, 10 Months Ago

Absolutely my favorite course and teacher I've had at UCSB. He's a phenomenal lecturer and his lectures have a ton of applicable information coming from his background in wealth management. There are student presentations for one class each week which can be a bit dull sometimes but I always look forward to classes where he lectures.

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RGST190WE . Kauffman M E 3 Years Ago

I highly recommend taking Professor Kauffman's Classes. He really cares for his students. He wants them to do well in life (as well as in class). As for the actual class, you learn valuable advice for actual life and I thought his lectures explain everything well. If you show up and put in some work you'll get a lot out of the class.

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190RGSWE . Kauffman M E 3 Years Ago

This prof is super nice. If you participate in class, you'll get an A. Have to be okay with giving presentations (it's 60% of your grade).

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See all 14 reviews
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